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Lenderhomemortgage s Lender a Lender c Szh p-- 发布时间：2004-5-13 16:15:00
-- Defined Terms under the Securities and Futures Ordinance
accredited 隸屬
adjusted liabilities 經調}量
agreement 協議
agreement in writing 書面協議
amount of margin required to be deposited 按規定須存放的保證金數額
ancillary stabilizing action 附帶穩定價格行動
appeal panel 上訴委員會
applicant 申請人
application 申請
application for review 覆核申請
appointed day 指定日期
approved bank incorporated outside Hong Kong 法團的銀行以外成立為核准的在香港
approved credit rating agency 核准信貸評級機構
approved custodian 核准保管人
approved futures exchange 核准期貨交易所
approved introducing agent 核准介紹代理人
approved investment adviser 認可投資顧問
approved lending agent 核准借出代理人
approved person 核准人士
approved redeemable shares 核准可贖回股份
approved regional exchange 認可地區性交易所
approved securities borrowing and lending counterparty 核准證券借貸對手方
approved share registrar 認可股份登記員
approved standby subordinated loan facility 核准備用後償貸款融通
approved stock exchange 核准證券交易所
approved subordinated loan 核准後償貸款
arbitration panel 仲裁小組
arbitrator 仲裁人
articles 章程細則
asset management 資產管理
associate 有聯繫者
associated corporation 相聯法團
associated entity 有聯繫實體
associated person 相聯者
audit working papers 審計工作材料
auditor 核數師
authorized ATS provider 認可自動化交易服務提供者
authorized automated trading services 認可自動化交易服務
authorized financial institution 認可財務機構
authorized mutual fund 認可互惠基金
authorized person 獲授權人
authorized representative 獲授權代表
authorized unit trust 認可單位信託
automated trading service provider 自動化交易服務提供者
automated trading services 自動化交易服務
average monthly turnover 平均每月成交額
back-to-back contract 背對背合約
balance 結餘
bank 銀行
bank incorporated outside Hong Kong 法團的銀行地方成立為在香港以外
banker 銀行
banker\'s book 銀行簿冊
basic amount 基本數額
basic information 基本資料
bilateral netting agreement 雙邊淨額結算協議
blanket assurance 概括性保證
body 團體
bond broker 債券經紀
bond dealer 債券交易商
books 簿冊
borrow 借用安排
broadcast 廣播
broadcaster 廣播業者
broker 經紀
business day 營業日
calculation 有關計算
call 造訪
capital account 資本帳
cash settled equity derivatives 現金結算股本衍生工具
CE number 中央編號
certificate of deposit 存款證
chairman 主席
charge 押記
chief executive 最高行政人員
claimant 申索人
Claims Rules 《申索規則》
clearing house 結算所
clearing participant 結算所參與者
clerk 書記
client 客戶
client assets 客戶資產
client collateral 客戶抵押品
client contract 客戶合約
client money 客戶款項
client securities 客戶證券
client securities and collateral 客戶證券及抵押品
closing date 截止日期
codes 守則
collateral 抵押品
collateralized warrants 有抵押權證
collective investment scheme 集體投資計劃
Commission 證監會；監察委員會
commission 佣金
Commissioner of the Independent Commission Against Corruption 廉政專員
common client 共同客戶
companies inspector 公司審查員
company 公司
compensation 賠償
compensation fund 賠償基金
complaints officer 投訴主任
completion 完成
concentration discounting factor 集中折扣系數
conditional offer 有條件要約
conduct 行為
constitution 章程
contract multiplier 合約乘數
controller 控制人
controlling entity 控權實體
controlling entity relationship 控權實體關係
controlling person 控權人士
corporate finance adviser, corporate finance consultant 機構融資顧問
corporation 法團
court 法庭；法院
credit union 儲蓄互助社
criminal investigatory body 刑事調}量
group of companies 公司集團
guaranteed 作出擔保
guilty of misconduct 犯失當行為
haircut amount 扣減數額
haircut percentage 扣減百分率
HKEC 交易結算公司
HKFECC 期貨結算公司
HKIAC 仲裁中心
HKSCC 香港結算公司
hold 持有
holding company 控股公司
Hong Kong Exchange Fund 香港外匯基金
Hong Kong register 香港登記冊
incorporated 成立；成立為法團
indirect controller 間接控制人
information 資訊；資料；消息
information system 資訊系統
initial margin requirement 規定開倉保證金
initial stabilizing action 初步穩定價格行動
initial stabilizing price 初步穩定價格
insider dealing 內幕交易
inspector 審查員
Insurance Authority 保險業監督
insurer 保險人
interest 權益
interest rate swap agreement 掉期息率協議
intermediary 中介人
in-the-money amount 價內值
investigator 調}量
net tangible assets 有形資產淨值
net underwriting commitment 包銷承擔淨額
new futures contract 新期貨合約
non-collateralized warrants 非抵押權證
non-executive director 非執行董事
note issuance and revolving underwriting facility 票據的發行及循環式包銷融通
notifiable interest 須具報權益
notifiable percentage level 須具報百分率水平
notional principal amount 名義本金額
number 數目